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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-10 |
| FL | RA | APPROVED | 2009-08-21 |
Branch Locations
Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Daytona Beach | FL | 08/2009 | Present |
1. Rental Property; 915 Ocean Shore Blvd Unit 104 Ormond Beach FL 32174; Owner; 01/01/2014; 0 hours per month; not during securities trading hours; investment-related. 2. The Shoreham Beach Association, Inc; PO Box 4257 Ormond Beach FL 32175; Condominium Association; Board Member; Attend Meetings and Provide input; 01/26/2018; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related. 3. Rental Property; 20 Butternut Circle Ormond Beach, FL 32174; Rental; 03/02/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 4. Investment Property; 854 Willow Run, Ormond Beach, FL 32174; Part owner; Pay mortgage; 08/01/2016; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 5. Investment Property; 18 Woodland Circle, Ormond Beach, FL 32174; Owner ; Pay bills; 04/20/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-15 |
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