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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1995-02-15
AL RA APPROVED 1994-06-21
  • TX RA
    APPROVED_RES
    Since 1995-02-15
  • AL RA
    APPROVED
    Since 1994-06-21

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 02/1994 Present
Bank Of America, N.A. Birmingham AL 02/2010 Present
Other Businesses

THE BEAT'N TRACK, 707 EVE STREET, AUGUSTA, LA 50904, RECORDING STUDIO, PARTNERSHIP, 1/3% OWNERSHIP, DOE NOT DEVOTE TIME TO BUSINESS. I*4764295 Entity Type: N/A Name of OBA: Estate of E L J Address: Birmingham, Alabama, 35216 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Aunt

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-29
S63 Uniform Securities Agent State Law Examination 1993-06-21
  • S65 Uniform Investment Adviser Law Examination
    1994-04-29
  • S63 Uniform Securities Agent State Law Examination
    1993-06-21
Other Names
  • Crawford Logan Taylor

View on SEC IAPD

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