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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1995-02-15 |
| AL | RA | APPROVED | 1994-06-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 02/1994 | Present |
| Bank Of America, N.A. | Birmingham | AL | 02/2010 | Present |
THE BEAT'N TRACK, 707 EVE STREET, AUGUSTA, LA 50904, RECORDING STUDIO, PARTNERSHIP, 1/3% OWNERSHIP, DOE NOT DEVOTE TIME TO BUSINESS. I*4764295 Entity Type: N/A Name of OBA: Estate of E L J Address: Birmingham, Alabama, 35216 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Aunt
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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