Best Investors Account Sign in

W M Velasco

Ubs Financial Services Inc.

Mt. Pleasant, SC

Columbia, SC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • SC RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

1320 Main St, Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 05/1993 09/2023
Bank Of America, Na Columbia SC 12/2009 09/2023
Ubs Financial Services Colombia SC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-10
S63 Uniform Securities Agent State Law Examination 1993-07-30
  • S65 Uniform Investment Adviser Law Examination
    1993-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-07-30
Other Names
  • William M Phemister
  • William Michael Phemister
  • W Michael Phemister
  • Michael Phemister Velasco

View on SEC IAPD

Other Firms

PALMETTO COAST ADVISORS, INC.
LPL FINANCIAL LLC
OCEANSIDE ADVISORS LLC
TRUIST ADVISORY SERVICES, INC.
CREATIVEONE WEALTH, LLC
BOWEN WEALTH
TIDEHAVEN WEALTH, LLC
OSAIC WEALTH, INC.

Other Investors

MICHAEL JOHN KREFT
CATHRYN A CATO
THOMAS A BROPHY
RAYMOND BENNETT FIRESTONE
Dane Depolo
ROBERT EDWARD PHILBECK
Patrick Joseph Gaul
Nicholas Glen Schilkey

Other Offices

PALMETTO COAST ADVISORS, INC. · MT. PLEASANT, SC
LPL FINANCIAL LLC · MT. PLEASANT, SC
OCEANSIDE ADVISORS LLC · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
CREATIVEONE WEALTH, LLC · Mount Pleasant, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC

More in Mt. Pleasant, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor