W M Velasco

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 12/2009 → 09/2023
  Bank Of America, Na
  Columbia, SC
• 09/2023 → Present
  Ubs Financial Services
  Colombia, SC

Previous Registrations

• 1996-01-19 → 2023-09-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
  Columbia, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-10
• S63 Uniform Securities Agent State Law Examination
  1993-07-30

Other Names

• William M Phemister
• William Michael Phemister
• W Michael Phemister
• Michael Phemister Velasco