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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-19
TX RA APPROVED_RES 2020-03-26
WA RA APPROVED 2015-04-16
  • CA RA
    APPROVED
    Since 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • WA RA
    APPROVED
    Since 2015-04-16

Branch Locations

2200 Rimland Drive Suite 105, Bellingham, WA 98226 • United States

Bellingham, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellingham WA 04/2015 Present
Morgan Stanley Private Bank, National Association New York NY 05/2015 Present
  • 04/2015 → Present
    Bellingham, WA
  • 05/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-11
S63 Uniform Securities Agent State Law Examination 1993-07-28
  • S65 Uniform Investment Adviser Law Examination
    1993-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-07-28
Other Names
  • James Gruett

View on SEC IAPD

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