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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-11-12
  • NC RA
    APPROVED
    Since 2014-11-12

Branch Locations

380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States

Lexington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Winston-Salem NC 11/2014 Present
  • 11/2014 → Present
    Oppenheimer & Co
    Winston-Salem, NC
Previous Registrations
Other Businesses

PLEXUS WORLDWIDE, 9145 E PIMA CENTER PKWY, SCOTTSDALE, AZ 85258 NOT INVESTMENT RELATED HEALTH & WELLNESS SUPPLEMENTS I AM AN AMBASSADOR (INDEPENDENT CONSULTANT). I SIGNED UP IN ORDER TO GET PRODUCTS WITH A DISCOUNTED PRICE. IF FRIENDS OR FAMILY PURCHASE ANYTHING I WILL EARN A SMALL COMMISSION. START DATE 10/1/18 LESS THAN 10 HRS A MONTH OUTSIDE OF BUSINESS HOURS NOT SOLICITING TO ANY OPPENHEIMER CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-20
S63 Uniform Securities Agent State Law Examination 1997-03-07
  • S66 Uniform Combined State Law Examination
    2008-05-20
  • S63 Uniform Securities Agent State Law Examination
    1997-03-07
Other Names
  • Laura Lynn Vanderpol
  • Laura L Norgaard
  • Laura Lynn Norgaard
  • Laura L Vander Pol
  • Laura L Vander Pol
  • Laura Lynn Vander Pol

View on SEC IAPD

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