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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-17 |
| TX | RA | APPROVED_RES | 1997-01-08 |
Branch Locations
3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn Hills | MI | 05/1993 | Present |
| Bank Of America,N.A. | Auburn Hills | MI | 06/2011 | Present |
I*: 423919Entity Type: CharitableName of OBA: Notre Dame and Marist AcademyAddress: Pontiac, MI 48340Investment Related: NoPosition, Title, Association: Committee member Employee Start Date: 4/7/2021Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Notre Dame Prep is a k-12 school. i currently serve on the Advancement committee and have been asked to become the committee chair.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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