Aaron Roman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2016
  Metlife Investors Distribution Company
  Irvine, CA
• 11/2016 → 10/2019
  Lpl Financial Llc
  Fort Mill, SC
• 11/2019 → 06/2020
  Axa Equitable
  Charlotte, NC
• 12/2019 → 06/2020
  Axa Advisors
  New York, NY
• 12/2019 → 03/2021
  Equitable Advisors, Llc
  New York, NY
• 11/2019 → 03/2021
  Equitable
  Charlotte, NC
• 03/2021 → 07/2026
  Osaic Institutions
  Meriden, CT
• 08/2026 → Present
  Lpl Financial, Llc
  Virginia Beach, VA
• 08/2026 → Present
  Virginia Asset Group
  Virginia Beach, VA

Previous Registrations

• 2021-03-29 → 2026-07-31
  Osaic Institutions, Inc.
  Waxhaw, NC
  Meriden, CT
  Waverly, OH
• 2021-01-29 → 2021-04-08
  Equitable Advisors, Llc
  Charlotte, NC

Other Businesses

1. 8/2026 - Virginia Asset Group - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/3/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-09
• S63 Uniform Securities Agent State Law Examination
  1997-11-25

Other Names

• Aaron Charles Roman