Tod Morrison Taylor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Lpl Financial, Llc
  Traverse City, MI
• 04/2002 → 10/2017
  Advanced Financial Group, Inc.
  Traverse City, MI

Other Businesses

1. 4/18/2000 - ADVANCED FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/28/2002 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE. 3. 1/15/2019 - No Business Name - Investment Related - 8813 Alvina's Trail, Lake Ann, MI 49650 - Real Estate Rental - Started 04/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Renting lower portion of my home as tourist home to visitors to my local area on a short term basis such as nightly. Examples of this are Airbnb or Vacation Rental by Owner (VRBO).

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-01

Designations

• Chartered Financial Consultant