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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2016-04-11 |
Branch Locations
1555 43Rd Street S Suite 103, Fargo, ND 58103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Fargo | ND | 06/2001 | Present |
| N/A | Fargo | ND | 10/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Fargo | ND | 04/2016 | Present |
(1)Name of Business: n/a Address: 1555 43rd St S Ste 103, Fargo, ND, 58103, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/29/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: term insurance, non- variable perm. insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 1993-07-19 |
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