Best Investors Account Sign in
Current Employers
Rockdale Financial Services, Inc.

99 Corbett Way Suite 103, Eatontown, NJ 07724 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-23
FL RA APPROVED 2024-02-14
PA RA APPROVED 2019-04-26
NJ RA APPROVED 2010-01-25
  • TX RA
    APPROVED_RES
    Since 2024-10-23
  • FL RA
    APPROVED
    Since 2024-02-14
  • PA RA
    APPROVED
    Since 2019-04-26
  • NJ RA
    APPROVED
    Since 2010-01-25

Branch Locations

99 Corbett Way Suite 103, Eatontown, NJ 07724 • United States

Minneola, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Collier Services (Collier H.S.) Wickatunk NJ 08/1987 10/2016
Rockdale Financial Services, Inc Eatontown NJ 05/1993 Present
Cetera Advisors Llc Denver CO 08/2007 01/2019
Hazlet Board Of Education Hazlet NJ 10/2016 03/2017
Search Day Program Ocean NJ 04/2017 07/2017
Honor Ridge Academy Clark NJ 12/2017 12/2024
Cetera Advisors Llc Denver CO 01/2004 Present
  • 08/1987 → 10/2016
    Collier Services (Collier H.S.)
    Wickatunk, NJ
  • 05/1993 → Present
    Eatontown, NJ
  • 08/2007 → 01/2019
    Cetera Advisors Llc
    Denver, CO
  • 10/2016 → 03/2017
    Hazlet Board Of Education
    Hazlet, NJ
  • 04/2017 → 07/2017
    Search Day Program
    Ocean, NJ
  • 12/2017 → 12/2024
    Honor Ridge Academy
    Clark, NJ
  • 01/2004 → Present
    Cetera Advisors Llc
    Denver, CO
Other Businesses

1. ROCKDALE FINANCIAL SERVICES, INC.; INVESTMENT-RELATED; ADDRESS SAME AS REGISTERED LOCATION; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE; STARTED 08/2013; APPROXIMATELY 8 HOURS PER WEEK, 8 HOURS DURING SECURITIES TRADING HOURS; ASSET ALLOCATION MODELING THROUGH THIRD-PARTY MONEY MANAGEMENT. 2. FIXED INSURANCE WITH VARIOUS COMPANIES; NOT INVESTMENT-RELATED; ADDRESS SAME AS REGISTERED LOCATION; STARTED 1998; APPROXIMATELY 5 HOURS PER WEEK, VARIES DURING SECURITIES TRADING HOURS; INSURANCE AGENT SELLS LIFE AND ANNUITIES. 3. PEAS AND CARROTS AGENCY LLC; NOT INVESTMENT-RELATED; 13900 COUNTY RD 455, SUITE 107 #447, CLERMONT, FL 34711; TALENT AGENCY; TALENT; STARTED 02/2025; APPROXIMATELY 0 TO 20 HOURS PER MONTH, APPROXIMATELY 0 TO 20 HOURS DURING SECURITIES TRADING HOURS; ACTING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-06
S65 Uniform Investment Adviser Law Examination 2007-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-02-06
  • S65 Uniform Investment Adviser Law Examination
    2007-08-01
Other Names
  • Raymond Bock

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Eatontown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor