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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

11480 Broadway, Crown Point, IN 46307 • United States

Crown Point, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Crown Point IN 05/1993 03/2020
Ameriprise Financial Services, Llc Crown Point IN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 11480 BroadwayCrown Point, In 46307, ,; ; / Single Family; 311 south court st, Crown Point, IN 46307, ,; Investment-Related; 08/01/2017 / Commercial; 1670 e north streetCrown Point,IN 46307, ,; Investment-Related; 10/15/2018. Business Ownership; Palmer Holdings llc; ; Realestate holing company that ownes the building the Edwin group has a lease with which we run our practices out of; 11480 Broadway Crown point, IN 46307, ,; Not Investment-Related; 03/19/2008; 1 to 9 hours per month; 1 to 9 during trading hours / Edwin Group LLC; ; Operating company for a group of advisors with ameriprise to run their practices out of; 11480 BroadwayCrown Point, IN 46307, ,; Not Investment-Related; 03/19/2008; 1 to 9 hours per month; 1 to 9 during trading hours / A1 storage; Investor, review books; Storage Unit rentals; 1670 e north streetCrown Point, IN 46307, ,; Investment-Related; 10/15/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15

View on SEC IAPD

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