Todd Leslie Lively

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1991 → Present
  Self Employed
  Austin, TX
• 05/1993 → Present
  Fortis Investors, Inc.
  Austin, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Austin, TX

Previous Registrations

• 1993-12-13 → 2024-01-19
  Woodbury Financial Services, Inc.
  Austin, TX
  Austin, TX

Other Businesses

1)SOUTHWEST BUSINESS CONSULTANTS, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HRS: 40 SECURITIES TRADING HS: 40 START DATE: 03/01/1991 ADDRESS: 6101 W Courtyard Drive, #3-125, Austin TX 78730 DESCRIPTION: Tax compliance, attestation & representation before IRS, consulting, planning, structuring, litigation support 2)TODD LIVELY POSITION: President NATURE: Real Estate sales and management, consulting and promoting. INVESTMENT RELATED: No; # OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 1/1/2005 ADDRESS: 6101 W Courtyard Dr, Bldg 3-125, Austin TX 78730 DESCRIPTION: Real Estate sales, mgmt, consulting and promoting 3)PV DEVELOPERS/PV VENTURE INVESTORS LLC POSITION: Managing Member NATURE: Partnership, LLC INVESTMENT RELATED: Yes NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 04/12/2006 ADDRESS: 6101 W Courtyard Dr, Bldg 3,Suite 125, Austin TX 78730 DESCRIPTION: Rental&personal use, sale of real estate condominiums & property management. Currently in process of selling all assets and liquidating 4)TEXAS TRISTANT;NONINVT REL; MOUNTAIN VILLAGE,CO;PARTNER;ST 7/1/1997;5HRS/MTH;5HRS/MTH DURING TRADING;MANAGE PROPERTIES. 5)SHEPHERD MOUNTAIN OFFICE CONDO POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes; # OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 7/1/1997 ADDRESS: 6101 W Courtyard, #3-125, Austin TX 78730 DESCRIPTION: Property Manager 6)SOUTHWEST BUSINESS CONSULTANTS, INC POSITION: Producer/Manager/Owner NATURE: Corporation INVESTMENT RELATED: Yes; # OF HRS:110 SECURITIES TRADING HRS:110 START DATE: 1/1/1980 ADDRESS: 6101 W Courtyard, Austin TX 78730 DESCRIPTION: Real Estate, Insurance, Consulting, Producer, Manager, Owner, Accounting, Tax, Mortgage, Farming 7)TODD LIVELY POSITION: Owner NATURE: Owner INVESTMENT RELATED: No; # OF HRS:30 SECURITIES TRADING HRS:5 START DATE:8/9/1964 ADDRESS: 6702 Leprechaun Dr, Austin TX 78746 DESCRIPTION: Manage hunting operations 8)GREAT TASTE OF TEXAS HOLDING COMPANYPOSITION:MEMBER NATURE:LLC/PARTNERSHIP INVESTMENT RELATED:NO NUMBER OF HRS:30INVESTMENT RELATED HRS:15 START DATE:12/3/2013ADDRESS:P.O BOX 341659,LAKEWAY TX 78734 DESCRIPTION:CPA AND ADVISORON TAX,FINANCIAL AND OTHER BUSINESS MATTERS 9)RANCHO LIVELY,LLC POSITION: Managing member NATURE: LLC, Partnership INVESTMENT RELATED: No; # OF HRS:10 SECURITIES TRADING HRS:5 ST DATE:11/30/2015;ADDRESS:6101 W. Courtyard Dr.#3-125,Austin TX 78730;DESCRIPTION:Pay ranch expenses, review &supervise ranch work 10)LAMPASAS RANCH POSITION: Joint Owner NATURE: Partnership. I'm joint owner of lease property in Lampasas Texas INVESTMENT RELATED: Yes No OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 7/1/1997; ADDRESS: 6101 W Courtyard, Austin TX 79730; DESCRIPTION: Property Mgmt 11) LIVELY VENTURES, LLC POSITION: Managing member NATURE: LLC operating as a family partnership. INVESTMENT RELATED: Yes NUMBER OF HRS: 30 SECURITIES TRADING HRS: 10 START DATE: 12/10/2008 ADDRESS: 6101 West Courtyard Dr, Bldg 3, Ste 125, Austin TX 78730 DESCRIPTION: Managing member,I handle all facets of business which strictly is family limited partnership which owns interest in PV Developers, Great Taste of Texas, our Colorado home, life insurance, and our ranch all of which have been previously disclosed business activities. My children are my only partners in Lively Ventures 12) SOUTHWEST BUSINESS INSURANCE AGENCY INC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HRS: 20 SECURITIES TRADING HRS: 20 START DATE: 05/08/1997 ADDRESS: 6101 W Courtyard Dr, Bldg #3-125, Austin TX 78730 DESCRIPTION: Sell/services non-variable life insurance, health, disability, long term care, etc. insurance 13) RANCHO LIVELY, LLC POSITION: Managing member NATURE: LLC, Partnership INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 5 START DATE: 11/30/2015 ADDRESS: 6101 W. Courtyard Dr. #3-125, Austin TX 78730 DESCRIPTION: Pay ranch expenses, review and supervise ranch work

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-18
• S63 Uniform Securities Agent State Law Examination
  1993-11-15