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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-10
PA RA APPROVED 2019-10-04
  • FL RA
    APPROVED
    Since 2020-01-10
  • PA RA
    APPROVED
    Since 2019-10-04

Branch Locations

161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Boston MA 05/2015 07/2018
Ameriprise Financial Services Inc Plymouth Meeting PA 07/2018 07/2019
Penn Mutual Life Insurance Co Horsham PA 08/2019 Present
Hornor Townsend & Kent Llc Horsham PA 09/2019 Present
  • 05/2015 → 07/2018
    Putnam Retail Management
    Boston, MA
  • 07/2018 → 07/2019
    Ameriprise Financial Services Inc
    Plymouth Meeting, PA
  • 08/2019 → Present
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 09/2019 → Present
    Horsham, PA
Previous Registrations
  • 2018-07-18 → 2019-08-01
    Fort Washington, PA
  • 2015-06-01 → 2018-03-05
    Andover, MA
    Boston, MA
  • 2010-01-05 → 2015-05-12
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
  • 2009-10-27 → 2009-12-31
    Lincoln Financial Distributors, Inc.
    Radnor, PA
    Philadelphia, PA
  • 2008-11-06 → 2009-05-11
    Lincoln Financial Distributors, Inc.
    Radnor, PA
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 | START DATE: 8/30/2019 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) TRANSPORT/HAULING | INVESTMENT RELATED: NO | DBA NAME: TRS TRANSPORT, LLC | POSITION HELD:PROPRIETOR/OWNER | ADDRESS: 598 GREGORY LANE, DEVON, PA 19333 | START DATE: 6/1/2018 | NATURE OF ACTIVITY:SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: UTILIZING TRAILER TO HAUL TO JUNK YARD'S BUSINESS WOODEN PALLETS TO PROVIDE BUSINESS SHOP SPACE. 3) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: TUSK WEALTH MANAGEMENT | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428| START DATE: 3/11/2022 | NATURE OF ACTIVITY: OTHER ENITITY | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: MARKETING: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-05
S63 Uniform Securities Agent State Law Examination 2005-10-31
  • S65 Uniform Investment Adviser Law Examination
    2008-11-05
  • S63 Uniform Securities Agent State Law Examination
    2005-10-31
Other Names
  • Thomas M Minger
  • Thomas M Minger
  • Thomas M Minger
  • Thomas M Minger
  • Thomas Minger

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