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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-04 |
| TX | RA | APPROVED_RES | 2010-03-31 |
Branch Locations
7777 Center Ave #120, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Huntington Beach | CA | 06/1999 | Present |
1. 9/3/2009 - JAMES HENDRIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/19/2014 - JAMES HENDRIES WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 01/01/2015. 3. 01/08/2024 - Hendries Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 20 Hrs/mo; 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-14 |
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