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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-10-27 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Severna Park, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Annapolis | MD | 06/2015 | 10/2022 |
| Rbc Capital Markets, Llc | Annapolis | MD | 10/2022 | Present |
| City National Bank | Annapolis | MD | 11/2022 | 12/2022 |
RENTAL PROPERTY--403 PENWOOD DRIVE, EDGEWATER, MD 6237 Camphor Avenue, Sarasota, Florida 34231 / United States / No / Other / rental house / Real Estate / renting it, maintenance and upkeep / Proprietor / owner / already explained, I will rent, and maintain the property / No / to earn rental income / Start Date 12/1/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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