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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-25 |
| NE | RA | APPROVED | 2025-03-07 |
Branch Locations
1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States
Bellevue, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Lavista | NE | 07/2010 | 03/2019 |
| Securities America Advisors | Lavista | NE | 07/2010 | 03/2019 |
| Arbor Point Advisors | La Vista | NE | 10/2012 | 03/2019 |
| Cetera Advisor Networks | El Segundo | CA | 03/2019 | 08/2024 |
| Carson Group Partners | Omaha | NE | 03/2019 | 08/2024 |
| Cwm, Llc | Omaha | NE | 03/2019 | 08/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2024 | Present |
1. DUNCAN ADVISOR RESOURCES, 311 Main St, Irwin PA 15642, United States, 08/12/2024, W2 Employee, NIR, 160 HR/MO - 160 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/14/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-04 |
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