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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-25
NE RA APPROVED 2025-03-07
  • IA RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-03-07

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Bellevue, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Lavista NE 07/2010 03/2019
Securities America Advisors Lavista NE 07/2010 03/2019
Arbor Point Advisors La Vista NE 10/2012 03/2019
Cetera Advisor Networks El Segundo CA 03/2019 08/2024
Carson Group Partners Omaha NE 03/2019 08/2024
Cwm, Llc Omaha NE 03/2019 08/2024
Cambridge Investment Research, Inc. Fairfield IA 08/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2024 Present
  • 07/2010 → 03/2019
    Securities America Inc.
    Lavista, NE
  • 07/2010 → 03/2019
    Securities America Advisors
    Lavista, NE
  • 10/2012 → 03/2019
    Arbor Point Advisors
    La Vista, NE
  • 03/2019 → 08/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2019 → 08/2024
    Carson Group Partners
    Omaha, NE
  • 03/2019 → 08/2024
    Cwm, Llc
    Omaha, NE
  • 08/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2010-08-13 → 2019-03-01
    Securities America Advisors, Inc.
    Lavista, NE
  • 2012-11-21 → 2014-12-31
    Arbor Point Advisors
    Lavista, NE
  • 2010-04-06 → 2010-08-06
    Omaha, NE
  • 2008-11-14 → 2009-09-17
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

1. DUNCAN ADVISOR RESOURCES, 311 Main St, Irwin PA 15642, United States, 08/12/2024, W2 Employee, NIR, 160 HR/MO - 160 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/14/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
  • S66 Uniform Combined State Law Examination
    2025-03-04
Other Names
  • Kellie L Brannen

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