James Reid Goldman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Oakbrook Terrace, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-12-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL

Other Businesses

ICE HOCKEY OFFICIAL- EARIEN IL, NOT INVESTMENT RELATED BEGAN 2010 AS A REFEREE O HRS PER MTH DURING TRADING HRS AND 5 HRS PER MNTH DURING NON TRADING HRS. PLATFORM TENNIS TEACHER, HINSDALE ILLINOIS, NOT INV RELATED BEGON IN 2008 AS A TEACHER 0HRS DURING TRADING HRS AND 3 HRS PER MONTH DURING NON-TRADING HRS. *536170- Estate; Investment related-Yes; Montclair, New Jersey;12/2022; During business hours: 5; After business hours: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-06
• S65 Uniform Investment Adviser Law Examination
  1993-07-30