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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Oakbrook Terrace | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
ICE HOCKEY OFFICIAL- EARIEN IL, NOT INVESTMENT RELATED BEGAN 2010 AS A REFEREE O HRS PER MTH DURING TRADING HRS AND 5 HRS PER MNTH DURING NON TRADING HRS. PLATFORM TENNIS TEACHER, HINSDALE ILLINOIS, NOT INV RELATED BEGON IN 2008 AS A TEACHER 0HRS DURING TRADING HRS AND 3 HRS PER MONTH DURING NON-TRADING HRS. *536170- Estate; Investment related-Yes; Montclair, New Jersey;12/2022; During business hours: 5; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 1993-07-30 |
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