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David Wei Keung Wong

Arrowhead Wealth Management Corp.

Modesto, CA

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Current Employers
Arrowhead Wealth Management Corp.

909 15Th St #4, Modesto, CA 95354 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

909 15Th Street #4, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. La Jolla CA 01/2009 10/2022
Arrowhead Wealth Management Corp. Modesto CA 11/2022 Present
Wedbush Securities Inc. La Jolla CA 11/2011 10/2022
Previous Registrations
  • 2011-11-18 → 2022-11-25
    Wedbush Securities Inc.
    San Francisco, CA
    South San Francisco, CA
    San Francisco, CA
    La Jolla, CA
    Foster City, CA
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • David Wong

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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