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Daniel James Rosa

D.A. Davidson & Co.

Butte, MT

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-21
MT RA APPROVED 2002-11-29
  • TX RA
    APPROVED_RES
    Since 2018-09-21
  • MT RA
    APPROVED
    Since 2002-11-29

Branch Locations

49 North Main, Butte, MT 59701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Butte MT 11/2002 Present
Previous Registrations
  • 2002-06-07 → 2002-12-02
    Morgan Stanley Dw Inc.
    Butte, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-05
S63 Uniform Securities Agent State Law Examination 1993-07-21
  • S65 Uniform Investment Adviser Law Examination
    2002-06-05
  • S63 Uniform Securities Agent State Law Examination
    1993-07-21
Other Names
  • Daniel Rosa

View on SEC IAPD

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