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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Corporation | Reading | PA | 04/1993 | 11/2024 |
| Lpl Enterprise, Llc | Reading | PA | 11/2024 | Present |
1) 10/01/2024 - Fighting Phils - Server - Carry beer in stands - Outside/W-2 Employment - Non Inv Related - At READING, PA - Start Date 05/25/2016 - 15hrs/mth - 0hrs/mth During Trading 2) 10/01/2024 - Willow Hollow Golf Course - Maintenance services at golf course - Charge and clean golf carts - Outside/W-2 Employment - Non Inv Related - At READING, PA - Start Date 10/06/2022 - 8hrs/mth - 0hrs/mth During Trading 3) 10/01/2024 - Aramark - Beverage Vendor - Carry beer in stands - Outside/W-2 Employment - Non Inv Related - At READING, PA - Start Date 06/01/2018 - 20hrs/mth - 0hrs/mth During Trading 4) 10/03/2024 - Aloha Financial - Insurance and Financial Advising - Registered Investment Advisor DBA - Non Inv Related - At READING, PA - Start Date 05/01/2024 - 120hrs/mth - 120hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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