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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-08 |
| AK | RA | APPROVED | 2021-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Austin | TX | 05/2006 | 02/2018 |
| Td Ameritrade, Inc. | Anchorage | AK | 02/2018 | 11/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 11/2020 |
| Td Ameritrade, Inc. | Anchorage | AK | 11/2020 | 04/2021 |
| Charles Schwab & Co., Inc | Reno | NV | 04/2021 | Present |
| Charles Schwab Bank, Ssb | Reno | NV | 04/2021 | Present |
| Td Ameritrade Inc. | Anchorage | AK | 04/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-19 |
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