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Kathryn Marie Young

Financial Forum, Inc.

Spokane, WA

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Current Employers
Financial Forum, Inc.

501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-11-23
  • WA RA
    APPROVED
    Since 2020-11-23

Branch Locations

501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Forum, Inc. Spokane WA 08/2005 Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Spokane WA 12/2007 11/2020
  • 08/2005 → Present
    Financial Forum, Inc.
    Spokane, WA
  • 12/2007 → 11/2020
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Spokane, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22
Designations
Other Names
  • Katie Marie Rice
  • Kathryn Marie Rice
  • Katie Marie Young

View on SEC IAPD

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VORPAHL WING ADVISORS, INC. · SPOKANE, WA
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LPL FINANCIAL LLC · Spokane, WA
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