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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-21
  • TX RA
    APPROVED
    Since 2022-07-21

Branch Locations

6985 S Union Park Ctr Ste 170, Cottonwood Heights, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Cottonwood Heights UT 07/2022 Present
Previous Registrations
Other Businesses

MARY KAY COSMETICS, NOT INV RELATED,ADDISON, TX, INDEPENDENT CONSULTANT, START DATE 9/11/2004, 5 HRS PER MONTH, 0 HRS DURING TRADING, SELLING SKIN CARE AND COSMETICS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17
Other Names
  • Holley Larsen
  • Holley L Sprouse

View on SEC IAPD

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