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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-10 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
550 E. Carson Plaza Drive Suite 127, Carson, CA 90746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Aviation Administration | Hawthorne | CA | 09/1992 | 09/2016 |
| World Financial Group | Carson | CA | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Carson | CA | 01/2012 | Present |
| Rental Property | Carson | CA | 10/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. RENTAL PROPERTY POSITION: No Title or Position NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2022 ADDRESS: 23603 Idabel Ave, Carson CA 90745, United States DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-21 |
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