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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Studio City | CA | 09/2013 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Studio City | CA | 06/2016 | 09/2017 |
| Jpmorgan Chase Bank, N.A. | Carson | CA | 09/2017 | Present |
| J.P. Morgan Securities Llc | Carson | CA | 09/2017 | Present |
| Shisha Sisters Llc | Compton | CA | 10/2021 | 01/2022 |
| Shisha Sisters Llc | Compton | CA | 10/2021 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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