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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-11
CA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2025-09-11
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

550 E. Carson Plaza Drive Suite 127, Carson, CA 90746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom Equity Carson CA 03/1999 Present
World Financial Group, Inc. Carson CA 06/2001 Present
Transamerica Financial Advisors, Inc Carson CA 01/2012 Present
Stephanie Hicks Carson CA 03/1989 Present
Advantage Legacy Corporation Carson CA 02/2015 Present
Covered California (California Health Benefit Exchange) Sacramento CA 01/2013 Present
Dickerson Insurance Agency Los Angeles CA 07/2019 Present
Enrollment First Inc. Knoxville, TN 11/2021 Present
Impacted Healing Lakewood CA 02/2022 02/2022
  • 03/1999 → Present
    Freedom Equity
    Carson, CA
  • 06/2001 → Present
    World Financial Group, Inc.
    Carson, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Carson, CA
  • 03/1989 → Present
    Stephanie Hicks
    Carson, CA
  • 02/2015 → Present
    Advantage Legacy Corporation
    Carson, CA
  • 01/2013 → Present
    Covered California (California Health Benefit Exchange)
    Sacramento, CA
  • 07/2019 → Present
    Dickerson Insurance Agency
    Los Angeles, CA
  • 11/2021 → Present
    Enrollment First Inc.
    Knoxville,, TN
  • 02/2022 → 02/2022
    Impacted Healing
    Lakewood, CA
Previous Registrations
  • 2011-01-24 → 2012-01-06
    Investment Advisors International, Inc.
    Anaheim, CA
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Enrollment First Inc./ 1121-Present / Investment Related: Yes / 6712 Deane Hill Dr. Knoxville, TN 37919 / Independent Contractor/ Health -Life Insurance / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / None to date, however will simply use the company to provide guaranteed issue whole life products to clients under age 50 Covered California(California Health Benefit Exchange)/ 0113-Present/ Investment-Related: No / 1601 Exposition Blvd. / SACRAMENTO, CA 95815 / Covered Calif Agent/ Provide Health Benefit Coverage Thru Covered California / Hrs Work Monthly: 4 / Sec Trading Hrs: 0 /Provide Quotes For Those In Need Of Health Insurance. Stephanie Hicks/Yes/1265 E. 223rd Street/Carson/CA/90745/Rental of real estate owned/Owner/03.01.1989/1/0/None Freedom Equity/No/550 East Carson Ave., Suite #127/Carson/California/90746/It is a real estate company. The company buys and sells real estate and do real estate loans/I am the owner of the real estate company/10.17.2011/160/0/I do real estate business buy and sell real estate and do real estate loans. ADVANTAGE LEGACY CORPORATION/NO/ADVANTAGE LEGACY, 1265 E. 223RD STREET, CARSON, CA, 90745/JUST FOR ACCOUNTING PURPOSES OF WFG INCOME/EXPENSES/PRESIDENT/02.02.2015/1/0/NONE Dickerson Insurance Agency / 0719-Present/ Investment Related: No /1918 Riverside Drive, Los Angeles, CA 90039 / Insurance Agent/ Offer Medicare services to seniors/ Hrs Work Monthly: 28 / Sec Trading Hrs: 0 / None yet but intend to contact seniors to offer Medicare during open enrollment period

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-01-14
S65 Uniform Investment Adviser Law Examination 2010-11-20
  • S63 Uniform Securities Agent State Law Examination
    2021-01-14
  • S65 Uniform Investment Adviser Law Examination
    2010-11-20
Other Names
  • Stephanie Valechia Mitchell

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