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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-23 |
| OH | RA | APPROVED | 2016-10-14 |
Branch Locations
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
3333 Massillon Rd Ste 110, Akron, OH 44312 • United States
2035 Crocker Rd Ste 201, Westlake, OH 44145-2194 • United States
1603 Carmody Ct Ste 400, Sewickley, PA 15143 • United States
6515 Longshore Loop Ste 400, Dublin, OH 43017-2915 • United States
10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States
Plain City, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2013 | 10/2016 |
| Cambirdge Investment Research Advisors Inc | Fairfield | IA | 08/2013 | 10/2016 |
| Ameriprise Financial Services, Inc. | Akron | OH | 10/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Dublin | OH | 03/2020 | Present |
Business Ownership; 3921 valley road llc; ; real estate; 3921 valley roadCleveland ohio 44109, ,; Not Investment-Related; 01/01/2000; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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