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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-24 |
| TX | RA | APPROVED | 2026-04-24 |
Branch Locations
34 Uno Circle, Joliet, IL 60435 • United States
32 W Nebraska St Suite 1B, Frankfort, IL 60423-1802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 02/2017 | 10/2018 |
| 401K Benna, Llc | Lisle | IL | 02/2016 | 02/2017 |
| Edward Jones | Saint Louis | MO | 11/2018 | 04/2026 |
| Ameriprise Financial Services, Llc | Frankfort | IL | 04/2026 | Present |
Board of Directors; Frankfort Lion's Club; President; Founder Community Center, 140 Oak Street, Frankfort, IL, 60423; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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