Carlos Enrique Caceres

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 09/2019
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2019 → Present
  Raymond James Financial Services, Inc
  Escondido, CA
• 01/2013 → Present
  Mission Federal Credit Union
  Escondido, CA
• 09/2019 → Present
  Raymond James Financial Services Advisors
  Escondido, CA

Previous Registrations

• 2008-04-23 → 2019-09-18
  Cuso Financial Services, L.P.
  Vista, CA
  Poway, CA
  Escondido, CA
  Oceanside, CA
  San Marcos, CA
  Chula Vista, CA
  San Diego, CA
  La Mesa, CA
  La Mesa, CA
  Escondido, CA
  El Cajon, CA
  Chula Vista, CA
  San Diego, CA
  Santee, CA
  San Diego, CA
  San Diego, CA
  Poway, CA
  Escondido, CA
  Oceanside, CA
  San Diego, CA
• 2003-08-04 → 2008-04-15
  U.S. Bancorp Advisors, Llc
  Oceanside, CA
  Oceanside, CA
  Oceanside, CA
  Carlsbad, CA
  Carlsbad, CA
  Carlsbad, CA
  Oceanside, CA

Other Businesses

(1) Name of Business: Caceres Address: 12747 Rancho Heights Rd, Pala, CA, 92059, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Paying bills from our joint checking account

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-10

Other Names

• Carlos Enrique Caceres