Mathew Dailey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Boeing Employee Credit Union
  Tukwila, WA
• 06/2016 → Present
  Lpl Financial Llc
  Tukwila, WA

Previous Registrations

• 1998-07-01 → 2009-02-09
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Spokane, WA
  Portland, OR
  Seattle, WA
  Spokane, WA
  Seattle, WA
  Federal Way, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Lynnwood, WA
  Seattle, WA
  Seattle, WA
  Olympia, WA
  Spokane, WA
  Seattle, WA
  Seattle, WA
  Puyallup, WA
  Boise, ID
  Tacoma, WA
  Richland, WA
  Sequim, WA
  Bremerton, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Coeur D'ALene, ID
  Kent, WA
  Bainbridge Island, WA
  Wenatchee, WA
  Yakima, WA
  Kent, WA
  Seattle, WA

Other Businesses

1. 8/2/2017 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 2. 01/24/2018 - No Business Name - Not Investment Related - Seattle, WA - Real Estate Rental - Start Date 01/15/2018 - 1 Hours Per Month / 0 Hours During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-13
• S63 Uniform Securities Agent State Law Examination
  1993-06-23