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Nicholas Alan Slater

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

Raymond James & Associates, Inc.

St. Petersburg, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-09
  • FL RA
    APPROVED
    Since 2022-06-09

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-09
  • FL RA
    APPROVED
    Since 2018-04-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 08/2005 11/2016
Raymond James Financial Services, Inc. St. Petersburg FL 11/2016 03/2018
Raymond James Financial Services Advisors Inc. St. Petersburg FL 12/2016 03/2018
Raymond James & Associates St Petersburg FL 03/2018 Present
Raymond James Financial Services, Inc. St. Peterburg FL 03/2022 Present
Raymond James Financial Services Advisors St. Petersburg FL 03/2022 Present
  • 08/2005 → 11/2016
    Raymond James & Associates, Inc.
    St. Petersburg, FL
  • 11/2016 → 03/2018
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
  • 12/2016 → 03/2018
    Raymond James Financial Services Advisors Inc.
    St. Petersburg, FL
  • 03/2018 → Present
    Raymond James & Associates
    St Petersburg, FL
  • 03/2022 → Present
    Raymond James Financial Services, Inc.
    St. Peterburg, FL
  • 03/2022 → Present
    Raymond James Financial Services Advisors
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
  • S66 Uniform Combined State Law Examination
    2015-04-27

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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