Best Investors Account Sign in
Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-11-16
TX RA APPROVED 2020-11-16
  • ME RA
    APPROVED
    Since 2020-11-16
  • TX RA
    APPROVED
    Since 2020-11-16

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

120 North Main Street, Brewer, ME 04412 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Hampden, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bangor ME 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bangor ME 11/2016 11/2020
Benjamin F. Edwards & Company Brewer ME 11/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bangor, ME
  • 11/2016 → 11/2020
    Bangor, ME
  • 11/2020 → Present
    Benjamin F. Edwards & Company
    Brewer, ME
Previous Registrations
Other Businesses

TURN KEY PROPERTIES; NON INVESTMENT RELATED; HAMPDEN ME; START 4/2008; 100% OWNER; 0 HR PER MONTH; RENTAL PROPERTY. JUST GRASS, INC., NON INV-REL, BANGOR ME, 20% OWNERSHIP, ORGANIC-BASED GRASS FERTILIZATION BUSINESS, START: 4/7/14, 2 HRS/MO, 0 DURING TRADING, DUTIES: PLANNING AND MARKETING. BAE HOLDINGS, LLC; INV RELATED; HAMPDEN, ME; OWNER; RENTAL PROPERTY; START: 3/2019; 2 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-02
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S66 Uniform Combined State Law Examination
    2005-08-02
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22
Other Names
  • Rich Heleen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor