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David Ransom

J.P. Morgan Securities LLC

Rancho Mirage, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

36101 Bob Hope Drive, Ste G-1, Rancho Mirage, CA 92270 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rancho Mirage CA 10/2012 Present
Previous Registrations
  • 2010-07-02 → 2012-10-01
    Chase Investment Services Corp.
    Lake Elsinore, CA
    Santa Cruz, CA
    Santa Cruz, CA
    Wildomar, CA
    Menifee, CA
    Temecula, CA
    Temecula, CA
    Wildomar, CA
    Lake Elsinore, CA
    Lake Elsinore, CA
  • 2007-07-23 → 2010-06-29
    Wells Fargo Investments, Llc
    Palm Desert, CA
    Palm Desert, CA
    Palm Desert, CA
    Palm Desert, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 1993-08-10
  • S66 Uniform Combined State Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    1993-08-10
Other Names
  • David Charles Ranson
  • Davy Charles Ransom
  • David Charles Ransom

View on SEC IAPD

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EDWARD JONES
THE KOCEN FINANCIAL GROUP, INC.
MWA FINANCIAL SERVICES INC.

Other Investors

MARIA SPIRTOS KINER
Stephen Yuan-Liang Kuo
MELANIE MARIE VILLENEUVE
BOBBI COLVIN DUFFLE
CLAUDIA LARES-JIMENEZ
Elizabeth Hammer
Timothy Shaun Wood
ERNESTO ARCOS

Other Offices

THE WEALTH CONSULTING GROUP · RANCHO MIRAGE, CA
U.S. BANCORP ADVISORS, LLC · Cathedral City, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Rancho Mirage, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO MIRAGE, CA
J.P. MORGAN SECURITIES LLC · RANCHO MIRAGE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cathedral City, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA

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