David Ransom

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Rancho Mirage, CA

Previous Registrations

• 2010-07-02 → 2012-10-01
  Chase Investment Services Corp.
  Lake Elsinore, CA
  Santa Cruz, CA
  Santa Cruz, CA
  Wildomar, CA
  Menifee, CA
  Temecula, CA
  Temecula, CA
  Wildomar, CA
  Lake Elsinore, CA
  Lake Elsinore, CA
• 2007-07-23 → 2010-06-29
  Wells Fargo Investments, Llc
  Palm Desert, CA
  Palm Desert, CA
  Palm Desert, CA
  Palm Desert, CA

Exams

• S66 Uniform Combined State Law Examination
  2007-04-10
• S63 Uniform Securities Agent State Law Examination
  1993-08-10

Other Names

• David Charles Ranson
• Davy Charles Ransom
• David Charles Ransom