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Daniel Ronald Gagnon

LPl Enterprise, LLC

Dover, NH

Dover, NH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
NH RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • NH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

6 Dover Point Road Suite B1, Dover, NH 03820 • United States

6 Dover Point Road Suite B, Dover, NH 03820 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Portsmouth NH 06/1998 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 05/2019
Mml Investors Services, Llc Dover NH 03/2017 05/2019
Pruco Securities, Llc. Dover NH 05/2019 11/2024
Prudential Insurance Company Of America Dover NH 05/2019 Present
Lpl Enterprise, Llc Dover NH 11/2024 Present
  • 06/1998 → 03/2017
    Metlife Securities Inc.
    Portsmouth, NH
  • 07/2016 → 05/2019
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 05/2019
    Dover, NH
  • 05/2019 → 11/2024
    Dover, NH
  • 05/2019 → Present
    Prudential Insurance Company Of America
    Dover, NH
  • 11/2024 → Present
    Dover, NH
Previous Registrations
  • 2019-05-21 → 2024-11-14
    Dover, NH
    Dover, NH
  • 2017-03-25 → 2019-05-16
    Dover, NH
  • 2016-06-20 → 2018-02-01
    Dover, NH
    Overland Park,, KS
  • 2001-05-07 → 2017-03-25
    Msi Financial Services, Inc.
    Dover, NH
    Exeter, NH
    Exeter, NH
Other Businesses

1. 11/14/2024 - IRIS Financial Group, LLC - Non-Variable Insurance - Dover, NH - INV REL - Start Date 12/31/2013 - 2hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 2. 03/24/2026-Daniel R. Gagnon, Sr.-Notary-Inv related-At Dover, NH-Start date 03/14/2022-2hrs/mth-2hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-06-07
Designations
Other Names
  • Daniel Ronald Gagnon
  • Daniel Ronald Gagnon

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