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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| NH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
6 Dover Point Road Suite B1, Dover, NH 03820 • United States
6 Dover Point Road Suite B, Dover, NH 03820 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Portsmouth | NH | 06/1998 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 05/2019 |
| Mml Investors Services, Llc | Dover | NH | 03/2017 | 05/2019 |
| Pruco Securities, Llc. | Dover | NH | 05/2019 | 11/2024 |
| Prudential Insurance Company Of America | Dover | NH | 05/2019 | Present |
| Lpl Enterprise, Llc | Dover | NH | 11/2024 | Present |
1. 11/14/2024 - IRIS Financial Group, LLC - Non-Variable Insurance - Dover, NH - INV REL - Start Date 12/31/2013 - 2hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 2. 03/24/2026-Daniel R. Gagnon, Sr.-Notary-Inv related-At Dover, NH-Start date 03/14/2022-2hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-07 |
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