Mark Gerard Finke

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1995 → 12/2017
  Ct Solutions
  St Louis, MO
• 02/1996 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/1997 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1990 → Present
  Msmf Wealth Management
  St. Louis, MO
• 11/2017 → Present
  Life Bridge Insurance Solutions
  St. Louis, MO
• 11/2024 → Present
  Ct Management, Llc
  St Louis, MO
• 11/2024 → Present
  Ct General Partner, Inc
  St Louis, MO

Other Businesses

1) MSMF WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE THROUGH CETERA; ENTITY IS INV. RELATED; SAME AS REGISTERED LOCATION; PERSONAL BRAND FOR WEALTH MANAGMENT BUSINESS; PARTNER; SINCE 01/2019; 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 3) BOOK WRITTEN TITLED 'SO YOU THINK YOU ARE READY TO RETIRE', NOT INVEST REL, SAME AS REGISTERED LOCATION, BOOK, START 07/09/14, 3-5HRS TOTAL, CO-AUTHOR. 4) NAME OF OTHER BUSINESS: LIFE BRIDGE INSURANCE SOLUTIONS; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 11/2017 NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE 5) NAME OF OTHER BUSINESS: CCP HOCKEY ENDOWMENT, INVESTMENT RELATED: NO, ADDRESS: 3660 S GEYER RD, SUNSET HILLS, MO, 63127, NATURE OF BUSINESS: ENDOWMENT FUND, START DATE:09/2021, POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT, LESS THAN ONE HOUR PER WEEK, MAY BE DURING MARKET HOURS, BRIEF DESCRIPTION OF DUTIES: RECEIVE MAILINGS FROM THE STATE OF MISSOURI; 6) CHAMINADE HOCKEY CLUB; VICE PRESIDENT; NOT INV RELATED; PLAN, COORDINATE, MANAGE HOCKEY PROGRAM FOR LOCAL PRIVATE BOYS HIGH SCHOOL; SINCE 10/2023; 5 HRS/WK: 7) NAME OF OTHER BUSINESS: FIRST LIDO CONDO ASSOC; INVESTMENT RELATED: NO; ADDRESS: 1900 BEN FRANKLIN DR SARASOTA, FL 34236; NATURE OF BUSINESS: CONDO OWNERS ASSOCIATION; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS OF THE OWNERS ASSOCIATION; 8) NAME OF OTHER BUSINESS: PHI KAPPA THETA OF COLUMBIA ALUMNI ASSOC; INVESTMENT RELATED: NO; ADDRESS: 100 S BRENTWOOD BLVD CLAYTON, MO 63105; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT/MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY MANAGEMENT OF THE PROPERTY WHERE FRATERNITY HOUSE IS LOCATED; 9) NAME OF OTHER BUSINESS: CT MANAGEMENT, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC ESTABLISHED FOR PAYROLL ONLY FOR MSMF WEALTH MANAGEMENT EMPLOYEES; 10) NAME OF OTHER BUSINESS: CT GENERAL PARTNER, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR OWNER PAYROLL AND 401(K);

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-06
• S63 Uniform Securities Agent State Law Examination
  1993-05-05

Designations

• Certified Financial Planner