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Spencer Moyles Brown

Empower Advisory Group, LLC

Greenwood Village, CO

Louisville, CO

CRD 2345161

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-23
  • CO RA
    APPROVED
    Since 2024-04-23

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Louisville, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Denver CO 10/2014 06/2019
Bok Financial Securities, Inc. Denver CO 10/2014 06/2019
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Lpl Financial Louisville CO 06/2020 12/2023
Unemployed Louisville CO 06/2019 06/2020
Unemployed Louisville CO 12/2023 03/2024
  • 10/2014 → 06/2019
    Bokf, Na
    Denver, CO
  • 10/2014 → 06/2019
    Bok Financial Securities, Inc.
    Denver, CO
  • 04/2024 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 06/2020 → 12/2023
    Lpl Financial
    Louisville, CO
  • 06/2019 → 06/2020
    Unemployed
    Louisville, CO
  • 12/2023 → 03/2024
    Unemployed
    Louisville, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-22
S63 Uniform Securities Agent State Law Examination 1993-12-30
  • S65 Uniform Investment Adviser Law Examination
    2009-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-12-30
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

More in Greenwood Village, CO

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