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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-21
WI RA APPROVED 2002-07-01
  • TX RA
    APPROVED_RES
    Since 2022-07-21
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

103 E Oak St, Glenwood City, WI 54013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Glenwood City WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

EVERWOOD FARMSTEAD FOUNDATION POSITION: Board Member NATURE: Charitable foundation to support artists and their art. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2014 ADDRESS: E580 County Rod X, Glenwood City WI 54013 DESCRIPTION: Attend board meetings quarterly after business hours - usually over thephone with an annual face to face board meeting. We approve the artist events and workshops prior to each season. COMMUNITY FOUNDATION OF GLENWOOD CITY POSITION: Vice President NATURE: Our community started the Community Foundation of Glenwood City to raise funds for new playground equipment for our local park. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2025 ADDRESS: 624 Syme Ave, Glenwood City WI 54013, United States DESCRIPTION: Run meetings in the absence of our President. GLEN HILLS LIONS CLUB POSITION: Secretary NATURE: The Lions Club supports the community with service projects, especially around diabetes awareness and support and working to find a cure for blindness and help those who are blind. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: PO Box 114, Glenwood City WI 54013, United States DESCRIPTION: Serve as club Secretary. Prepare minutes, prepare correspondence and help keep the club records in order. HOLY CROSS LUTHERAN CHURCH COUNCIL POSITION: Council member NATURE: Voted onto church council as an at large member. No officer role taken INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2026 ADDRESS: 615 Maple St, Glenwood City WI 54013, United States DESCRIPTION: Attend monthly meetings to help guide our church body.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-26
S63 Uniform Securities Agent State Law Examination 1993-05-11
  • S65 Uniform Investment Adviser Law Examination
    2001-04-26
  • S63 Uniform Securities Agent State Law Examination
    1993-05-11
Other Names
  • Joan I Bartz
  • Joan I Bartz

View on SEC IAPD

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