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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-15 |
| WI | RA | APPROVED | 2023-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wicker Financial Services | Baldwin | WI | 11/2009 | Present |
| Harbour Investments Inc | Madison | WI | 10/2006 | 11/2023 |
| Lpl Financial, Llc | Baldwin | WI | 11/2023 | Present |
1)10/26/2023 - Wicker Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 2)10/26/2023 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 8 Hr/Mth 3)10/26/2023 - Wicker Financial Services - Tax Prep/Accounting/CPA - 1099 contractor doing tax prep - Inv Rel - Baldwin, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-06 |
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