Edward Winston Grogan

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2019 → Present
  Summit Wealth Management
  Gig Harbor, WA

Previous Registrations

• 2002-07-05 → 2005-03-04
  Mml Investors Services, Llc
  Gig Harbor, WA

Other Businesses

1. President and Owner, Summit Wealth Management, Inc., entity established to facilitate securities, advisory, and insurance business; As of 01/01/2018; 90% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Summit Wealth Management'; As of 01/01/2018; 5% time spent during regular business hours; Conducted at branch; Investment related. 3. Owner of a commercial office property located in Gig Harbor, WA; As of 11/17/19; 1% time spent during regular business hours; Conducted at branch; Investment related. 4. Owner of rental property located in Bozeman, Montana, as of 6/15/2021; Less than 1% of time spent during business hours; Not conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-11
• S63 Uniform Securities Agent State Law Examination
  1993-05-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Ed Grogan
• Edward Winston Grogan