Vickie Sue Faulkner

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-07
MD	RA	APPROVED	2013-07-25

TX RA
APPROVED_RES

Since 2025-03-07
MD RA
APPROVED

Since 2013-07-25

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Hunt Valley	MD	05/2009	Present

05/2009 → Present

Rbc Capital Markets

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-20

S66 Uniform Combined State Law Examination

2013-07-20

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

RCS FINANCIAL PLANNING, LLC

MARINER INDEPENDENT

EQUITABLE ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

Other Investors

Robert E Saunders

DONALD WILLIAM COLLETT

LEE DONALD BOLLHORST

JAMES WILSON THOMAS

Stefen Thomas Main

SAMANTHA MARIE LONG

Daniel Maris Beigel

JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

MARINER INDEPENDENT · Annapolis, MD

EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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