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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
| MO | RA | APPROVED | 2022-10-07 |
| MS | RA | APPROVED | 2018-07-11 |
| AR | RA | APPROVED | 2018-07-09 |
| LA | RA | APPROVED | 2018-07-09 |
| OK | RA | APPROVED | 2018-07-09 |
| TX | RA | APPROVED | 1993-06-22 |
Branch Locations
8911 N. Capital Of Texas Highway Bldg 4, Suite4350, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Fairway Ventures, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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