Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-19 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St. Paul | MN | 07/2004 | 08/2020 |
| Link-Allen/Secure Futures | San Mateo | CA | 06/2004 | 08/2020 |
| Lpl Financial | San Mateo | CA | 08/2020 | Present |
1. 1/1989 - DBA for LPL Business (entity for LPL business) - SGC Financial & Insurance Services - Investment Related - San Mateo, CA 94404 2. 03/23/2022 - SageCrest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/22/2022 - 160 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-12 |
Reach out to this advisor