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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-17
  • AZ RA
    APPROVED
    Since 2019-10-17

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Cave Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 07/1995 08/2019
Carefree Autos, Llc Cave Creek AZ 11/2014 Present
Charles Schwab Bank Phoenix AZ 11/2015 08/2019
Charles Schwab Premier Bank Phoenix AZ 01/2019 08/2019
Charles Schwab Trust Bank Phoenix AZ 01/2019 08/2019
Edward Jones St.LOuis MO 08/2019 Present
  • 07/1995 → 08/2019
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 11/2014 → Present
    Carefree Autos, Llc
    Cave Creek, AZ
  • 11/2015 → 08/2019
    Charles Schwab Bank
    Phoenix, AZ
  • 01/2019 → 08/2019
    Charles Schwab Premier Bank
    Phoenix, AZ
  • 01/2019 → 08/2019
    Charles Schwab Trust Bank
    Phoenix, AZ
  • 08/2019 → Present
    St.LOuis, MO
Other Businesses

Carefree Autos, LLC Type of business: Automotive Cave Creek, AZ Start date: 2/11/2015 Member Hours per week: 2 Hours during trading: 0 Automotive related LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-16
S63 Uniform Securities Agent State Law Examination 1993-06-16
  • S66 Uniform Combined State Law Examination
    2019-10-16
  • S63 Uniform Securities Agent State Law Examination
    1993-06-16
Other Names
  • Lincoln M Gima
  • Lincoln M David
  • David Gima
  • Lincoln Malcolm Gima

View on SEC IAPD

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