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Current Employers
United Capital Management Of Kansas, Inc.

227 North Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
KS RA APPROVED 2017-06-28
  • TX RA
    APPROVED_RES
    Since 2021-01-05
  • KS RA
    APPROVED
    Since 2017-06-28

Branch Locations

2707 West Douglas Suite B, Wichita, KS 67213 • United States

227 North Santa Fe, Salina, KS 67401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Haskell Financial Group Llc Wichita KS 09/2014 Present
Strategic Partners Financial Group Wichita KS 09/2014 03/2017
Cambridge Investment Research Inc Fairfield IA 12/2014 05/2017
Stonex Securities Inc Wichita KS 05/2017 Present
Producers Financial Network, Llc Colorado Springs CO 04/2017 05/2017
United Capital Management Of Kansas, Inc. Wichita KS 06/2017 Present
  • 09/2014 → Present
    Haskell Financial Group Llc
    Wichita, KS
  • 09/2014 → 03/2017
    Strategic Partners Financial Group
    Wichita, KS
  • 12/2014 → 05/2017
    Cambridge Investment Research Inc
    Fairfield, IA
  • 05/2017 → Present
    Stonex Securities Inc
    Wichita, KS
  • 04/2017 → 05/2017
    Producers Financial Network, Llc
    Colorado Springs, CO
  • 06/2017 → Present
    Wichita, KS
Previous Registrations
Other Businesses

1)United Capital Management of Kansas, Inc. 104 E. Iron Avenue, Salina, KS 67401 Registered Representative Investment related Investment Consultant Prospect, market, implement investment related products/services to clients 05/29/2017 150 hrs spent per month, 120 hrs during market hrs 2)United Capital Insurance, LLC 104 E Iron Ave, Salina, KS 67401 Provide insurance options as part of a full financial service process Investment related Licensed Representative Identify and share insurance solutions to current and prospective clients 05/25/2017 5 hrs. spent per month and 5 hrs. spent during market hrs. 3) Haskell Financial Group LLC 2707 West Douglas Ste B Wichita, KS 67213 Nature of Business: This is a Limited Liability Corporation being established to manage an investment related business. The LLC is being set up to maintain books and records as well as pay employees etc. Investment Related: Yes Title: President Start Date: 09/15/2020 Duties: Duties will consist of managing operations of the company including but not limited to paying bills, payroll, marketing promoting and tax tracking. Hours Devoted to Business: 40 hours per month Hours Devoted to Business during Market Hours: 20 hours per month. 4) RTJCLEE Holdings LLC - 2707 W Douglas AVE; Wichita KS 67213 Nature of Business: Own and occupy space in the above mentioned office building Investment Related: No Business Position: Member, 50% owner and occupant of the building Business Duties: occupy and oversee the physical operations of the property, 50% responsible for the finances related to ownership Business Start Date: 02/01/2025 Approximately 5 hours spent on this OBA monthly, with zero during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
S63 Uniform Securities Agent State Law Examination 1993-05-04
  • S66 Uniform Combined State Law Examination
    2015-07-20
  • S63 Uniform Securities Agent State Law Examination
    1993-05-04
Other Names
  • Ray E Haskell

View on SEC IAPD

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