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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
19853 Crystal Ridge Ln, Northridge, CA 91326-3855 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glendale | CA | 02/1997 | Present |
1. 02/09/2001: NO BUSINESS NAME - INV REL - 225 E BROADWAY, GLENDALE, CA 91205-1008 - NON-VARIABLE INSURANCE - NO TIME SPENT 2. 01/14/2004: NO BUSINESS NAME - NOT INV REL - MUSICIAN - 15% OF TIME SPENT 3. 02/28/2017: No Business Name - Not Investment Related - 9931 Gerald Avenue, North Hills, CA 91343 - Other-Sale of Frequent Flyer Miles - Started 02/07/2017 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-23 |
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