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Christopher M Allen

Edward Jones

Lakeland, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-14
  • FL RA
    APPROVED
    Since 2019-01-14

Branch Locations

1904 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Lakeland FL 07/2014 01/2019
Cetera Investment Services Llc St Cloud MN 01/2015 01/2019
Cetera Investment Advisers Llc Lakeland FL 01/2015 01/2019
Edward Jones St.LOuis MO 01/2019 Present
  • 07/2014 → 01/2019
    Regions Bank
    Lakeland, FL
  • 01/2015 → 01/2019
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2015 → 01/2019
    Cetera Investment Advisers Llc
    Lakeland, FL
  • 01/2019 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-19
S63 Uniform Securities Agent State Law Examination 2010-10-28
  • S65 Uniform Investment Adviser Law Examination
    2012-03-19
  • S63 Uniform Securities Agent State Law Examination
    2010-10-28
Other Names
  • Cris Allen
  • Christopher Michael Allen

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LAKELAND, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKELAND, FL
VICUS CAPITAL, INC. · Lakeland, FL
WISDOM PLANNING GROUP · Lakeland, FL
HPS SOLUTIONS LLC · LAKELAND, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lakeland, FL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · LAKELAND, FL
CETERA INVESTMENT ADVISERS LLC · Lakeland, FL

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