Troy Jason Goldberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 08/2015 → 12/2023
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
• 06/2022 → 12/2023
  B. Riley Wealth Management
  Boca Raton, FL
• 12/2023 → Present
  United Team Wealth Management
  Boca Raton, FL
• 12/2023 → 09/2025
  Avantax Investment Services Inc.
  Boca Raton, FL
• 12/2023 → 09/2025
  Avantax Advisory Services
  Boca Raton, FL
• 12/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Boca Raton, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Boca Raton, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Boca Raton, FL

Previous Registrations

• 2023-12-05 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Boca Raton, FL
• 2015-09-03 → 2023-12-06
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL

Other Businesses

1)REAL ESTATE SALES ASSOCIATE LICENSE POSITION: SALES ASSOCIATE NATURE: REAL ESTATE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2007 ADDRESS: 10742 Canyon Bay Ln, Boynton Beach FL 33473, United States DESCRIPTION: LICENSE IN VOLUNTARY INACTIVE STATUSPAY ANNUAL FEES AND COMPLETE CE IN ORDER TO KEEP LICENSE IN GOOD STATUS 2) THREE BOYS SERVICES LLC POSITION: MANAGER NATURE: I USE THIS ENTITY TO PASS THROUGH INCOME TO PAY BUSINESS EXPENSES INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2020 ADDRESS: 10742 Canyon Bay Ln, Boynton Beach FL 33473, United States DESCRIPTION: MANAGE PAYROLLPAY RENTPAY OFFICE EXPENSESPAY OTHER BUSINESS EXPENSESMANAGE CORPORATE TAXES 3) UNITED TEAM WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA for Avantax related business. I will offer investment planning, retirement planning, estate planning, and financial planning through this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 12/05/2023 ADDRESS: 2500 North Military Trail, Suite 206, BOCA RATON FL 33431, United States DESCRIPTION: Provide sales and service of investments and insurance through Avantax. I will meet with clients. Review investment performance. Implement changes in strategy, if need be, to address the ever-changing market conditions and goals and objectives of my clients. Make recommendations as to how to best facilitate wealth transfer to beneficiaries. Service my existing customers and offer my services to potential new clients that might benefit from having a relationship we me. 4) UNITED TEAM TAX POSITION: Tax Accountant NATURE: Tax Preparation, Resolution and Bookkeeping Services. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/15/2023 ADDRESS: 2500 North Military Trail, Suite 206, Boca Raton FL 33431, United States DESCRIPTION: Tax Preparation, Resolution and Bookkeeping. 5) CANYON LAKES HOA POSITION: PRESIDENT NATURE: CANYON LAKES HOA IS THE COMMITTEE ELECTED BY THE COMMUNITY AND TASKED WITH OVERSIGHT OF RULES AND REGULATIONS AND TO ESTABLISH AN ANNUAL BUDGET AND MAKE DECISIONS AS TO HOW TO BEST ALLOCATE THOSE FUNDS TO MAINTAIN AND/OR IMPROVE THE FACILITIES HERE IN ORDER TO MEET OR EXCEED THE EXPECTATIONS OF THE RESIDENTS WHO LIVE HERE. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 8771 CANYON LAKES DRIVE, Boynton Beach FL 33473, United States DESCRIPTION: AS PRESIDENT MY DUTIES INCLUDE BUT ARE NOT LIMITED TO LEADING OUR MONTHLY BOARD MEETING, ASSIGNING COMITTEES, MEDIATING DISPUTES, COMMUNICATING BOARD DECISIONS TO OTHER HOMEOWNERS, SIGNING LEGAL DOCUMENTS SUCH AS CHECKS AND CONTRACTS AND ENSURING COMPLIANCE WITH GOVERNING DOCUMENTS. THIS IS THE EXTENT OF MY ADDITIONAL DUTIES AS PRESIDENT. AS A MEMBER OF THE HOA BOARD I VOTE ON WHETHER OR NOT TO APPROVE PROPOSALS, HELP PRIORITIZE MAINTAINANCE PROJECTS AND OVERSEE THE COMMUNITY'S LANDSCAPE AND OVERALL APPEARANCE AND ENFORCE COMMUNITY RULES AND REGULATIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-09
• S63 Uniform Securities Agent State Law Examination
  1993-04-30

Other Names

• Troy Goldberg
• Troy J Goldberg