Vincent James Richtar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Lpl Financial Llc
  Wexford, PA
• 04/2015 → 12/2019
  Cottrill Arbutina Wealth Management Group
  Wexford, PA

Previous Registrations

• 2007-09-18 → 2014-01-07
  Msi Financial Services, Inc.
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

1. 12/20/2013 - NON-VARIABLE INSURANCE - INV REL - FIXED INSURANCE SALES. INDEPENDENT CONTRACTOR, OFFERING: LIFE, LTC, & DISABILITY - 1% TIME SPENT 2. 07/30/2014 - OHIO NATIONAL - INV REL - 157 WATERDAM RD MCMURRAY PA 15317 - NON-VARIABLE INSURANCE LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - START 07/01/2014 - 40 HOURS PER MONTH, 40 DURING TRADING - AGENT 3. 07/30/2014 - MUTUAL OF OMAHA - INV REL - 157 WATERDAM RD MCMURRAY PA 15317 - NON-VARIABLE INSURANCE LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - START 07/01/2014 - 1 HOUR PER MONTH, 0 DURING TRADING - AGENT 4. 07/30/2014 - ASA GROUP - INV REL - 157 WATERDAM RD MCMURRAY PA 15317 - NON-VARIABLE INSURANCE LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - START 07/01/2014 - 40 HOURS PER MONTH, 10 DURING TRADING - AGENT 5. 10/03/2014 - UPMC HEALTH - INV REL - 157 WATERDAM RD #280 MCMURRAY PA 15317 - NON-VARIABLE INSURANCE HEALTH - START 09/01/2014 - 5 HOURS PER MONTH, 1 DURING TRADING 6.11/11/2014 - METROPOLITAN LIFE INSURANCE CO - INV REL - 157 WATERDAM RD #280 MCMURRAY PA 15317 - NON-VARIABLE INSURANCE LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - 10 HOURS PER MONTH, 2 DURING TRADING - AGENTV&T WEALTH ADVISORS 7. 01/12/2015 - NSS LIFE - INV REL - 157 MCMURRAY RD #280 MCMURRAY PA 15317 - NON-VARIABLE INSURANCE LIFE, FIXED ANNUITIES - 1 HOUR PER MONTH, 0 DURING TRADING - AGENT 8. 08/08/2016 * V&T Wealth Advisors LLC * DBA for LPL Business (entity for LPL business) * INV REL * V&T Wealth Advisors LLC 2000 Corporate Dr. suite 570 Wexford, PA 15090 * START 07/12/2016 * 160 HRS/MO DURING SECS TRDG HRS. 9. 08/18/2016 - VR Advisory Services Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 2000 Corporate Dr. Wexford, PA 15090 - Started 07/05/2016 - 1 Hr/Mo; 1 Hour During Securities Trading. 10. 3/1/2017 - The Principal Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/14/2017 - 1 Hour Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-27