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Timothy Paul Buggy

Equitable Advisors, LLC

Wexford, PA

CRD 1456706

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-27
PA RA APPROVED 2002-08-22
  • TX RA
    APPROVED_RES
    Since 2021-10-27
  • PA RA
    APPROVED
    Since 2002-08-22

Branch Locations

11269 Perry Hwy Suite #400, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1) First Choice Advisors, LLC - Partner DBA - Wexford, PA - 07/2020. 2) Independent Agent Outside Fixed Insurance Appointments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-25
S63 Uniform Securities Agent State Law Examination 1986-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-08-25
  • S63 Uniform Securities Agent State Law Examination
    1986-09-11
Designations
  • Certified Financial Planner
Other Names
  • Tim Buggy

View on SEC IAPD

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