Cengiz Niyazi Volkan

Current Employers

Employment History

• 12/2008 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Long Beach, CA
• 08/2009 → 10/2017
  Bank Of America, Na
  Rolling Hills Estates, CA
• 10/2017 → Present
  Rbc Capital Markets, Llc
  Rolling Hills, CA
• 11/2017 → Present
  City National Bank
  Rolling Hills, CA

Previous Registrations

• 2008-12-11 → 2017-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
• 1997-07-08 → 2008-12-18
  Citigroup Global Markets Inc.
  Rolling Hills Estates, CA
  Rolling Hills, CA

Other Businesses

(1) PVG FOUNDATION - BAC DONOR ADVISED FUND; ADDRESS: ROLLING HILLS ESTATES, CALIFORNIA 90275; BUSINESS DESCRIPTION: NOT FOR PROFIT; START DATE: 01/01/2010; NOT INVESTMENT RELATED; CAPACITY: DONOR; DUTIES: DIRECTION OF FUNDS; HOURS DEVOTED TO THIS OBA PER MONTH: <1; HOURS DEVOTED DURING TRADING PER MONTH: NONE (2)NAME OF ENTITY: RENTAL - CONDO; ADDRESS: 1446 BRETT PLACE, UNIT 35, SAN PEDRO CA 90732; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RESIDENTIAL REAL ESTATE - RENTAL; CAPACITY: OWNER - ACTIVE; START DATE: 03/01/2018; DUTIES: I'M THE PROPERTY OWNER AND WILL BE RESPONSIBLE FOR MAINTENANCE AND REPAIRS OF THE CURRENT PROPERTY; HOURS DEVOTED PER MONTH: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-07
• S63 Uniform Securities Agent State Law Examination
  1993-06-25